Date authorised
1 April 2013
Companies House
OC312897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400
  • Complaints Contact

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ton Fie Tjia

    IRN TFT01006

    • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
    • CF27 Investment Management (7 Mar 2006 to 31 Oct 2007)
  • Tony Greenshields

    IRN ACG01046

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2022)
    • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
  • Tony Woods

    IRN TXW01255

    • CF30 Customer (30 May 2014 to 10 Jan 2018)
  • Torbjorn Haugen

    IRN TSH01020

    • [FCA CF] Client dealing (12 Jan 2023 to 17 May 2024)
  • Trevor Christian Dinmore

    IRN TXD01092

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2026)
    • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
  • Trevor Thomas Kristian Johansen

    IRN TTJ01003

    • CF30 Customer (23 Jun 2015 to 20 Jul 2015)
  • Tristan Rutty

    IRN TXR19296

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2024)
    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • Tyler Purdue

    IRN TXP01520

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Nov 2017 to 8 Dec 2019)
  • Tyler Yves Kay Danno

    IRN TXD00218

    • [FCA CF] Client dealing (since 4 Jun 2025)
  • Uberto Giorgio Palomba

    IRN UGP01001

    • [FCA CF] Client dealing (9 Dec 2019 to 30 May 2020)
    • CF30 Customer (7 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.