Uberto Giorgio Palomba

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (9 Dec 2019 to 30 May 2020)
- CF30 Customer (7 Mar 2019 to 8 Dec 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (11 Apr 2013 to 5 May 2014)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (21 Mar 2013 to 5 May 2014)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (3 Jun 2005 to 29 May 2007)
Cooperatieve Rabobank U.A. (no longer approved here)
FRN 171596
- CF26 Customer Trading (3 Jun 2004 to 29 Mar 2005)
Intesa Sanpaolo SpA (no longer approved here)
FRN 191858
- CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.