Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2022)
- CF30 Customer (18 Sep 2018 to 8 Dec 2019)
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- CF10 Compliance Oversight (3 Mar 2014 to 29 Oct 2015)
- CF11 Money Laundering Reporting (3 Mar 2014 to 29 Oct 2015)
- CF1 Director (8 Oct 2012 to 10 Jul 2018)
- CF30 Customer (4 Sep 2012 to 10 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.