Date authorised
1 April 2013
Companies House
OC312897
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400
  • Complaints Contact

    20 Grosvenor Street
    -
    London
    W1K 4QJ
    UNITED KINGDOM
    Phone
    +442071078400

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven George Garrett

    IRN SGG01017

    • CF30 Customer (11 Sep 2012 to 18 Mar 2016)
  • Steven John Philebrown

    IRN SJP01188

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
  • Steven Katesmark

    IRN SXK00590

    • [FCA CF] Client dealing (12 Jan 2023 to 13 Jan 2023)
    • [FCA CF] Algorithmic trading (12 Jan 2023 to 4 Sep 2025)
  • Stewart Scott Jones

    IRN SSJ01010

    • [FCA CF] Client dealing (since 30 Dec 2021)
  • Stuart Mark Harris

    IRN SMH01093

    • CF30 Customer (3 May 2016 to 16 Oct 2019)
  • Stuart Pradhan

    IRN SXP24197

    • [FCA CF] Algorithmic trading (since 24 Mar 2025)
  • Stéphane Alexandre Fischhoff

    IRN SAF01134

    • [FCA CF] Client dealing (19 Jan 2021 to 29 Dec 2021)
    • CF30 Customer (29 Nov 2012 to 16 Oct 2015)
  • Suketu Shah

    IRN SXS01323

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2020)
    • CF30 Customer (19 Aug 2011 to 8 Dec 2019)
  • Sumit Khurana

    IRN KXS01553

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF26 Customer Trading (2 Jul 2007 to 31 Oct 2007)
  • Sundeep Dhonsi

    IRN SXD01355

    • [FCA CF] Client dealing (29 Sep 2020 to 20 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.