Millennial Wealth Ltd

• Principal Place of Business

  Millennial Wealth Ltd

  Office 25

  Pinnacle House

  34 Newark Road

  Peterborough

  Cambridgeshire

  PE1 5YD

  UNITED KINGDOM

  Phone

  +4401733685684

  Web

  https://www.millennial-wm.co.uk

• Complaints Contact

  Millennial Wealth Ltd

  110 Park Lane

  Peterborough

  Cambridgeshire

  PE1 5JJ

  UNITED KINGDOM

  Phone

  +4401733685684

• Pension Transfer Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Neal

  IRN AXN00247

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 14 Jul 2022)
  • [FCA CF] Client dealing (since 14 Jul 2022)
• Anthony Adam King

  IRN AXK02916

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
  • [FCA CF] Client dealing (since 22 Nov 2021)
  • SMF3 Executive Director (since 2 Oct 2020)
  • SMF16 Compliance Oversight (since 2 Oct 2020)
  • Responsible for Insurance Distribution (since 2 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2020)
• Gary William Forster

  IRN GWF00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2021)
• Jonathan Thompson

  IRN JXT00023

  • [FCA CF] Client dealing (12 Jul 2024 to 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (12 Jul 2024 to 1 Jan 2025)
• Michael Richard Passmore

  IRN MXP00823

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2024)
• Neil Anthony Charles

  IRN NAC01123

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2022)
  • [FCA CF] Client dealing (since 2 Feb 2022)
• Nicholas Hugh Jones

  IRN NHJ01023

  • [FCA CF] Client dealing (since 11 Oct 2022)
• Sam Edward Downes

  IRN SXD00765

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2024)
  • [FCA CF] Client dealing (since 30 Jan 2024)

• Adam Neal (no longer appointed)

  FRN 1003335 · Appointed 19 Oct 2023 · Until 18 Jul 2024

• Neil Charles (no longer appointed)

  FRN 1003336 · Appointed 19 Oct 2023 · Until 19 Jul 2024

• Pension Tracing Service Limited (no longer appointed)

  FRN 1001508 · Appointed 16 Aug 2023 · Until 12 Feb 2025

No changes recorded yet.