Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Millennial Wealth Ltd
FRN 914746
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Dec 2021)
- [FCA CF] Client dealing (since 18 Dec 2021)
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- CF1 Director (AR) (1 Feb 2008 to 16 Aug 2012)
- CF30 Customer (1 Nov 2007 to 16 Aug 2012)
- CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2006)
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- Employed By (15 Jun 2007 to 16 Aug 2012)
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- Employed By (1 Nov 2002 to 22 Feb 2005)
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- Employed By (1 Dec 2001 to 30 Nov 2006)
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- Employed By (9 Nov 2000 to 30 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.