Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2021)
    • [FCA CF] Client dealing (since 18 Dec 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (1 Feb 2008 to 16 Aug 2012)
    • CF30 Customer (1 Nov 2007 to 16 Aug 2012)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2006)
  • Edgar Brooks & Co (no longer approved here)

    FRN 461118

    • Employed By (15 Jun 2007 to 16 Aug 2012)
  • Blue Arrow Financial Services Ltd (no longer approved here)

    FRN 220082

    • Employed By (1 Nov 2002 to 22 Feb 2005)
  • Forster Consulting (no longer approved here)

    FRN 189741

    • Employed By (1 Dec 2001 to 30 Nov 2006)
  • Edgar Brooks & Co (no longer approved here)

    FRN 188307

    • Employed By (9 Nov 2000 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.