Anthony Adam King

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennial Wealth Ltd

    FRN 914746

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
    • [FCA CF] Client dealing (since 22 Nov 2021)
    • Responsible for Insurance Distribution (since 2 Oct 2020)
    • SMF16 Compliance Oversight (since 2 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Oct 2020)
    • SMF3 Executive Director (since 2 Oct 2020)
  • Eadon & Co Ltd (no longer approved here)

    FRN 816029

    • [FCA CF] Client dealing (4 Dec 2020 to 20 Apr 2021)
    • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 20 Apr 2021)
  • Tuto Money Limited (no longer approved here)

    FRN 492514

    • CF30 Customer (14 Nov 2016 to 29 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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