MILKSTONE LIMITED

Date authorised
1 April 2013
Companies House
06465425
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Barlow's Croft
    Salford
    Greater Manchester
    M3 5DY
    UNITED KINGDOM
    Phone
    +4401618509899
    Web
    https://www.milkstone.co.uk

  • Complaints Contact

    2 Barlow's Croft
    Salford
    Greater Manchester
    M3 5DY
    UNITED KINGDOM
    Phone
    +4401618509899

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Thomas Kirk

    IRN ATK01019

    • CF1 Director (AR) (since 31 May 2022)
  • Andrew McLintock

    IRN AXM02408

    • CF1 Director (AR) (since 31 May 2022)
  • David Alan Facey

    IRN DAF01047

    • CF1 Director (AR) (1 Jun 2022 to 28 Mar 2024)
  • David Gorman

    IRN DXG01191

    • CF11 Money Laundering Reporting (1 Jul 2008 to 14 Jun 2013)
    • CF10 Compliance Oversight (1 Jul 2008 to 14 Jun 2013)
    • CF1 Director (1 Jul 2008 to 14 Jun 2013)
    • CF30 Customer (1 Jul 2008 to 2 Jan 2013)
  • Mark Brian Birch Sheppard

    IRN MBS01033

    • CF30 Customer (1 Jul 2008 to 15 Jul 2008)
  • Peter Theodore Dzedzora

    IRN PTD01011

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Jun 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
    • CF1 Director (1 Jul 2008 to 8 Dec 2019)
  • Raymond Charles William Burgum

    IRN RXB01266

    • CF30 Customer (1 Jul 2008 to 20 Aug 2010)
    • CF1 Director (1 Jul 2008 to 20 Aug 2010)
  • Roger Wynne Jones

    IRN RWJ01025

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Significant management (since 1 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2020)
    • [FCA CF] Client dealing (since 1 Aug 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
  • chong cao

    IRN CXC00534

    • CF1 Director (AR) (31 May 2022 to 28 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.