Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Jul 2008 to 2 Jan 2013)
- CF1 Director (1 Jul 2008 to 14 Jun 2013)
- CF10 Compliance Oversight (1 Jul 2008 to 14 Jun 2013)
- CF11 Money Laundering Reporting (1 Jul 2008 to 14 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.