Mark Brian Birch Sheppard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & L Capital Management Limited

    FRN 672181

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Sep 2015 to 11 Dec 2017)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Sep 2015 to 11 Dec 2017)
    • CF1 Director (17 Sep 2015 to 8 Dec 2019)
  • MILKSTONE LIMITED (no longer approved here)

    FRN 479172

    • CF30 Customer (1 Jul 2008 to 15 Jul 2008)
  • Solution Mortgages Limited (no longer approved here)

    FRN 114373

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF11 Money Laundering Reporting (30 Jun 2003 to 31 Dec 2009)
    • CF10 Compliance Oversight (30 Jun 2003 to 31 Dec 2009)
    • CF1 Director (1 Dec 2001 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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