Date authorised
1 April 2013
Companies House
00951095
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas John Pauley

    IRN NXP00260

    • [FCA CF] Significant management (19 Oct 2022 to 28 Feb 2025)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (9 Nov 2023 to 5 Feb 2024)
  • Paul Bertram Chainey

    IRN PBC01032

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2022)
    • CF1 Director (AR) (18 Sep 2015 to 11 Feb 2022)
    • CF3 Chief Executive (AR) (1 Aug 2011 to 2 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 2 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Paul David Samways

    IRN PDS01142

    • CF3 Chief Executive (AR) (19 Dec 2012 to 24 Oct 2022)
  • Paul Martin Jellicoe

    IRN PMJ01041

    • CF1 Director (AR) (11 Aug 2011 to 9 Jan 2019)
    • CF1 Director (14 Jan 2005 to 9 Jan 2019)
  • Penny Jane Kidman

    IRN PJK01140

    • CF1 Director (AR) (17 Dec 2012 to 31 Aug 2018)
    • CF1 Director (3 Feb 2012 to 31 Aug 2018)
  • Robin Bruce Saddler

    IRN RBS01035

    • CF1 Director (14 Jan 2005 to 21 Dec 2009)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Sharon Elizabeth Brown

    IRN SEB01137

    • CF1 Director (AR) (9 Jul 2015 to 8 Jan 2019)
    • CF1 Director (20 May 2014 to 8 Jan 2019)
  • Simon Brewer Bentham Brooke-Smith

    IRN SBB01034

    • CF1 Director (14 Jan 2005 to 31 Dec 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.