Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Miles Smith Broking Limited (no longer approved here)

    FRN 311128

    • CF1 Director (AR) (1 Mar 2007 to 21 Dec 2009)
    • CF2 Non Executive Director (AR) (10 Feb 2006 to 21 Dec 2009)
    • CF1 Director (14 Jan 2005 to 21 Dec 2009)
  • Barclay Willis Ltd (no longer approved here)

    FRN 428733

    • Employed By (10 Feb 2006 to 21 Dec 2009)
  • Miles Smith Limited (no longer approved here)

    FRN 311273

    • CF1 Director (14 Jan 2005 to 21 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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