Miles Smith Broking Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
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Complaints Contact
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Robert Poole
IRN AXP01582
- CF1 Director (4 Dec 2008 to 28 Sep 2009)
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Anthony Sudlow McConnell
IRN ASM01138
- CF2 Non Executive Director (14 Jan 2005 to 25 Sep 2007)
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Arthur Edwin Walton
IRN AEW01065
- CF1 Director (16 Jan 2012 to 30 Jul 2018)
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Barry Edward Gilligan
IRN BXG00178
- [FCA CF] Significant management (since 7 Oct 2022)
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Charles Love
IRN CXL07672
- CF1 Director (AR) (26 Mar 2021 to 3 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
- CF1 Director (8 Nov 2018 to 8 Dec 2019)
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Christopher Allen Gagg
IRN CAG01164
- [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
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Christopher Spencer Burvill-Crane
IRN CSC01061
- CF1 Director (AR) (28 Jan 2008 to 4 Sep 2013)
- CF3 Chief Executive (AR) (22 Nov 2006 to 4 Sep 2013)
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Clare Louise Lebecq
IRN CXL00278
- SMF3 Executive Director (21 Jul 2022 to 11 Nov 2024)
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Daniel Luke Willis
IRN DLW01066
- CF1 Director (AR) (10 Feb 2006 to 24 Oct 2006)
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Gary Lewis Routledge
IRN GLR01023
- CF1 Director (4 Dec 2008 to 30 Sep 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ri5k Ltd
FRN 972936 · Appointed 27 Mar 2022
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SPECIALIST RISK INTERNATIONAL LIMITED
FRN 946243 · Appointed 4 Mar 2021
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Miles Smith International Limited
FRN 590686 · Appointed 2 Nov 2012
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BRIDEWELL DIRECT LIMITED (no longer appointed)
FRN 574900 · Appointed 10 Feb 2012 · Until 23 Aug 2013
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Local Car & Van Rental Ltd (no longer appointed)
FRN 483416 · Appointed 16 May 2008 · Until 24 Oct 2008
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First4 Insurance Services Limited (no longer appointed)
FRN 476871 · Appointed 21 Dec 2007 · Until 6 Apr 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.