Miles Smith Broking Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Robert Poole
IRN AXP01582
- CF1 Director (4 Dec 2008 to 28 Sep 2009)
Anthony Sudlow McConnell
IRN ASM01138
- CF2 Non Executive Director (14 Jan 2005 to 25 Sep 2007)
Arthur Edwin Walton
IRN AEW01065
- CF1 Director (16 Jan 2012 to 30 Jul 2018)
Barry Edward Gilligan
IRN BXG00178
- [FCA CF] Significant management (since 7 Oct 2022)
Charles Love
IRN CXL07672
- CF1 Director (AR) (26 Mar 2021 to 3 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
- CF1 Director (8 Nov 2018 to 8 Dec 2019)
Christopher Allen Gagg
IRN CAG01164
- [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
Christopher Spencer Burvill-Crane
IRN CSC01061
- CF1 Director (AR) (28 Jan 2008 to 4 Sep 2013)
- CF3 Chief Executive (AR) (22 Nov 2006 to 4 Sep 2013)
Clare Louise Lebecq
IRN CXL00278
- SMF3 Executive Director (21 Jul 2022 to 11 Nov 2024)
Daniel Luke Willis
IRN DLW01066
- CF1 Director (AR) (10 Feb 2006 to 24 Oct 2006)
Gary Lewis Routledge
IRN GLR01023
- CF1 Director (4 Dec 2008 to 30 Sep 2019)

Smaller firms operating under this firm's FCA authorisation.

MS Automotive (London) Ltd (no longer appointed)
FRN 463909 · Appointed 13 Feb 2007 · Until 25 Sep 2008
Barclay Willis Ltd (no longer appointed)
FRN 428733 · Appointed 28 Dec 2005 · Until 15 Oct 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.