Miles Smith Broking Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
-
Complaints Contact
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Ian Andrew Spence
IRN IAS01058
- CF1 Director (1 Dec 2005 to 24 Jan 2018)
-
James Casey
IRN JXC84895
- [FCA CF] Significant management (9 Dec 2019 to 28 Jul 2022)
-
John Charles Crisp
IRN JCC01162
- CF1 Director (16 Jan 2012 to 12 Nov 2019)
-
John Patrick Satchwell
IRN JPS01160
- CF3 Chief Executive (AR) (since 14 Nov 2012)
-
Joseph James Hanly
IRN JXH00825
- SMF3 Executive Director (since 29 Apr 2022)
-
Keith Bucknall
IRN KXB84897
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
-
Kevin Charles Coomber
IRN KXC00285
- [FCA CF] Significant management (since 1 Jan 2021)
-
Lawrence Philip Shortland
IRN LPS01019
- CF1 Director (20 Jan 2012 to 9 Sep 2013)
-
Lee David Anderson
IRN LDA01006
- Responsible for Insurance Distribution (since 9 Mar 2022)
- SMF3 Executive Director (since 4 Jan 2022)
-
Manoj Sharma
IRN MXS02014
- CF3 Chief Executive (AR) (1 Mar 2007 to 25 Sep 2008)
- CF1 Director (AR) (1 Mar 2007 to 25 Sep 2008)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Ri5k Ltd
FRN 972936 · Appointed 27 Mar 2022
-
SPECIALIST RISK INTERNATIONAL LIMITED
FRN 946243 · Appointed 4 Mar 2021
-
Miles Smith International Limited
FRN 590686 · Appointed 2 Nov 2012
-
BRIDEWELL DIRECT LIMITED (no longer appointed)
FRN 574900 · Appointed 10 Feb 2012 · Until 23 Aug 2013
-
Local Car & Van Rental Ltd (no longer appointed)
FRN 483416 · Appointed 16 May 2008 · Until 24 Oct 2008
-
First4 Insurance Services Limited (no longer appointed)
FRN 476871 · Appointed 21 Dec 2007 · Until 6 Apr 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.