Miles Smith Broking Limited

Date authorised
1 April 2013
Companies House
01325241
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
    Web
    https://www.milessmith.co.uk

  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark William Ives

    IRN MWI00010

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • CF1 Director (19 May 2015 to 8 Dec 2019)
  • Michael Anthony Madden

    IRN MAM01179

    • CF1 Director (AR) (1 Mar 2007 to 8 Jul 2014)
    • CF1 Director (14 Jan 2005 to 31 Mar 2019)
  • Neil Keith Nimmo

    IRN NKN00002

    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Nicholas John Pauley

    IRN NXP00260

    • [FCA CF] Significant management (7 Oct 2022 to 28 Feb 2025)
  • Paul Bertram Chainey

    IRN PBC01032

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2022)
    • CF3 Chief Executive (AR) (28 Jan 2008 to 2 Dec 2019)
    • CF1 Director (AR) (21 Feb 2007 to 11 Feb 2022)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 2 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Paul Martin Jellicoe

    IRN PMJ01041

    • CF1 Director (AR) (20 Feb 2007 to 9 Jan 2019)
    • CF1 Director (22 Nov 2005 to 9 Jan 2019)
  • Penny Jane Kidman

    IRN PJK01140

    • CF1 Director (AR) (17 Dec 2012 to 31 Aug 2018)
    • CF1 Director (20 Jan 2012 to 31 Aug 2018)
  • Robin Bruce Saddler

    IRN RBS01035

    • CF1 Director (AR) (1 Mar 2007 to 21 Dec 2009)
    • CF2 Non Executive Director (AR) (10 Feb 2006 to 21 Dec 2009)
    • CF1 Director (14 Jan 2005 to 21 Dec 2009)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Simon Brewer Bentham Brooke-Smith

    IRN SBB01034

    • CF1 Director (14 Jan 2005 to 31 Dec 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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