Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Miles Smith Limited (no longer approved here)

    FRN 311273

    • CF1 Director (AR) (21 Jul 2014 to 13 Oct 2014)
    • CF1 Director (14 Jan 2005 to 28 Feb 2018)
  • Miles Smith Broking Limited (no longer approved here)

    FRN 311128

    • CF1 Director (AR) (1 Mar 2007 to 8 Jul 2014)
    • CF1 Director (14 Jan 2005 to 31 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.