Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 22 Mar 2019)
    • CF8 Apportionment and Oversight (21 May 2015 to 8 Dec 2019)
  • ALSFORD PAGE & GEMS LTD (no longer approved here)

    FRN 313489

    • CF3 Chief Executive (AR) (25 Sep 2008 to 1 Mar 2019)
    • CF1 Director (AR) (25 Sep 2008 to 1 Mar 2019)
  • Miles Smith Broking Limited (no longer approved here)

    FRN 311128

    • CF3 Chief Executive (AR) (1 Mar 2007 to 25 Sep 2008)
    • CF1 Director (AR) (1 Mar 2007 to 25 Sep 2008)
  • Bridge Specialty International Limited (no longer approved here)

    FRN 305827

    • CF1 Director (14 Jan 2005 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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