Date authorised
1 April 2013
Companies House
SO302073
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hudson House
    8 Albany Street
    Edinburgh
    Edinburgh, City Of
    EH1 3QB
    UNITED KINGDOM
    Phone
    +4401314731006
  • Complaints Contact

    Hudson House
    8 Albany Street
    Edinburgh
    Edinburgh, City Of
    EH1 3QB
    UNITED KINGDOM
    Phone
    +4401314731006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Petr Zhegin

    IRN PXZ00017

    • CF30 Customer (8 Sep 2022 to 30 Apr 2023)
  • Philip Falzon Sant Manduca

    IRN PCM01046

    • CF30 Customer (21 Nov 2012 to 28 Feb 2013)
    • CF4 Partner (21 Nov 2012 to 28 Feb 2013)
  • R Joseph Schorge

    IRN JXS01853

    • CF4 Partner (AR) (15 Jul 2015 to 15 Jan 2018)
    • CF30 Customer (22 May 2015 to 15 Jan 2018)
  • Ricardo Pereira

    IRN RXP01564

    • CF30 Customer (11 Jan 2018 to 28 Feb 2019)
  • Richard Edgar Greer

    IRN REG01030

    • CF4 Partner (AR) (23 Apr 2020 to 31 Mar 2025)
    • CF30 Customer (23 Apr 2020 to 31 Mar 2025)
  • Richard Stringer

    IRN RXS22528

    • CF4 Partner (AR) (28 Oct 2019 to 30 Jun 2020)
    • CF30 Customer (28 Oct 2019 to 30 Jun 2020)
  • Rishi Deepak Karir

    IRN RDK01049

    • CF1 Director (AR) (1 Apr 2014 to 24 Oct 2014)
    • CF30 Customer (28 Mar 2014 to 24 Oct 2014)
  • Robert Alexander Crawford Crompton

    IRN RAC01310

    • CF30 Customer (2 Mar 2018 to 18 Feb 2019)
    • CF4 Partner (AR) (11 May 2016 to 18 Feb 2019)
  • Robert Karol Kniaz

    IRN RXK01635

    • CF4 Partner (AR) (12 Jul 2013 to 24 Jul 2014)
    • CF30 Customer (18 Jun 2013 to 24 Jul 2014)
  • Robin Dornton-Duff

    IRN RXD01219

    • CF1 Director (AR) (19 Oct 2017 to 1 Apr 2020)
    • CF30 Customer (19 Oct 2017 to 1 Apr 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.