M&G Investment Management Limited

• Principal Place of Business

  10 Fenchurch Avenue

  -

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +4402076264588

  Web

  https://www.mandg.co.uk

• Complaints Contact

  10 Fenchurch Avenue

  -

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +442076264588

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott William Searle

  IRN SWS01046

  • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Dec 2024)
  • [FCA CF] Material risk taker (13 Jul 2020 to 22 Mar 2024)
  • [FCA CF] Client dealing (13 Jul 2020 to 31 Dec 2024)
  • CF30 Customer (12 May 2018 to 8 Dec 2019)
  • CF26 Customer Trading (26 Jan 2006 to 1 Jul 2009)
• Sean Andrew Fitzgerald

  IRN SAF01129

  • SMF2 Chief Finance (9 Dec 2019 to 1 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 13 Jan 2025)
  • CF28 Systems and controls (8 Aug 2019 to 8 Dec 2019)
  • CF1 Director (8 Aug 2019 to 8 Dec 2019)
• Sebastian Ashton

  IRN SXA01592

  • CF30 Customer (1 Nov 2007 to 13 May 2009)
  • CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
• Sew Ly Lee

  IRN SXL00640

  • [FCA CF] Client dealing (23 Jul 2023 to 11 Feb 2026)
• Shailesh Vekaria

  IRN SGV01009

  • [FCA CF] Client dealing (28 Sep 2022 to 10 Mar 2025)
• Shane Kelly

  IRN SXK16218

  • [FCA CF] Client dealing (since 6 Aug 2020)
  • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
• Shawn Elizabeth Gamble

  IRN SES01093

  • SMF7 Group Entity Senior Manager (since 13 Jan 2025)
• Silja Alissa Turville

  IRN SXH01426

  • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
  • CF27 Investment Management (1 Dec 2001 to 17 Jan 2005)
• Simon Andrew Conner

  IRN SAC01308

  • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 10 Aug 2020)
  • CF30 Customer (19 Mar 2018 to 8 Dec 2019)
• Simon Andrew Fretwell

  IRN SAF01117

  • [FCA CF] Manager of certification employee (14 Jul 2020 to 14 Oct 2021)
  • [FCA CF] Client dealing (14 Jul 2020 to 14 Oct 2021)
  • CF30 Customer (21 Sep 2009 to 8 Dec 2019)

• Fideres LLP (no longer appointed)

  FRN 500454 · Appointed 5 May 2009 · Until 1 Mar 2011

• Prudential Portfolio Managers (UK) Limited (no longer appointed)

  FRN 150696 · Appointed 22 Dec 1988 · Until 19 Jan 2001

No changes recorded yet.