Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Dec 2024)
    • [FCA CF] Material risk taker (13 Jul 2020 to 22 Mar 2024)
    • [FCA CF] Client dealing (13 Jul 2020 to 31 Dec 2024)
    • CF30 Customer (12 May 2018 to 8 Dec 2019)
    • CF26 Customer Trading (26 Jan 2006 to 1 Jul 2009)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 Dec 2024)
    • [FCA CF] Material risk taker (13 Jul 2020 to 22 Mar 2024)
    • [FCA CF] Client dealing (13 Jul 2020 to 31 Dec 2024)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.