M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Pascall

    IRN AXP03092

    • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
  • Aldo Kociaj

    IRN AXK00669

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2023)
    • CF30 Customer (since 28 Feb 2023)
  • Alessandro Leonardo Robert Simone

    IRN AXS05153

    • Appointed representative dealing with clients for which they require qualification (22 May 2024 to 23 Oct 2025)
    • CF1 Director (AR) (21 May 2024 to 23 Oct 2025)
    • CF30 Customer (21 May 2024 to 23 Oct 2025)
  • Alexander Barclay

    IRN AXB00228

    • CF30 Customer (22 Jun 2015 to 8 Jul 2016)
  • Alexander James Hill

    IRN AJH01542

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
    • CF30 Customer (since 14 Mar 2023)
    • CF1 Director (AR) (since 14 Mar 2023)
    • [FCA CF] Client dealing (20 Mar 2023 to 31 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (20 Mar 2023 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (27 Jul 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 31 Mar 2023)
  • Alexandra Helen Zoe Shapiro

    IRN AHS01099

    • CF10 Compliance Oversight (27 Mar 2014 to 5 Sep 2014)
  • Alexandra Honey

    IRN AXH03296

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2026)
    • CF30 Customer (since 31 Mar 2026)
  • Alison Lesley Ross

    IRN AXR01682

    • CF30 Customer (19 Nov 2013 to 27 Apr 2014)
  • Alistair Morris

    IRN AXM05298

    • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 10 Feb 2025)
  • Allen Ward

    IRN AXW15296

    • [FCA CF] Functions requiring qualifications (15 Jul 2020 to 23 Aug 2021)
    • [FCA CF] Client dealing (15 Jul 2020 to 23 Aug 2021)
    • CF30 Customer (29 May 2019 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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