Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
- CF1 Director (AR) (since 14 Mar 2023)
- CF30 Customer (since 14 Mar 2023)
- [FCA CF] Client dealing (20 Mar 2023 to 31 Mar 2023)
- Appointed representative dealing with clients for which they require qualification (20 Mar 2023 to 31 Mar 2023)
- [FCA CF] Functions requiring qualifications (27 Jul 2020 to 31 Mar 2023)
- [FCA CF] Manager of certification employee (27 Jul 2020 to 31 Mar 2023)
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Kellyhill Financial Planning Ltd
FRN 989286
- (11)Employed By (since 14 Mar 2023)
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- [FCA CF] Client dealing (15 Feb 2023 to 31 Mar 2023)
- [FCA CF] Functions requiring qualifications (15 Feb 2023 to 31 Mar 2023)
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- CF30 Customer (23 Dec 2009 to 28 Feb 2015)
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- CF30 Customer (7 May 2008 to 21 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.