M&G ADVICE PARTNERS LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Investment Setup
For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Wayne Little
IRN WXL00025
- CF30 Customer (9 Jun 2017 to 13 Sep 2017)
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Wayne Robert Lowe
IRN WRL01017
- [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
- CF30 Customer (10 Mar 2017 to 8 Dec 2019)
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Wayne Smith
IRN WXS01192
- CF30 Customer (9 Sep 2013 to 6 May 2016)
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Wen Cao
IRN WXC00176
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 5 Dec 2024)
- CF30 Customer (since 4 Dec 2024)
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Wendy Twydell
IRN WXT00105
- CF1 Director (AR) (since 10 Jul 2025)
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Wesley Harris
IRN WXH00042
- Appointed representative dealing with clients for which they require qualification (1 Aug 2021 to 4 Jan 2023)
- CF30 Customer (26 Mar 2021 to 23 Jan 2023)
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William Dolby Antill
IRN WDA00008
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF30 Customer (since 15 Jan 2021)
- CF1 Director (AR) (since 15 Jan 2021)
- [FCA CF] Functions requiring qualifications (28 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
- CF30 Customer (18 Jan 2018 to 8 Dec 2019)
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William Douglas Murray
IRN WDM00001
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 8 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 8 Dec 2021)
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William Drummond
IRN WXD00013
- CF30 Customer (9 Sep 2013 to 5 Apr 2018)
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William James Stokes
IRN WXS00182
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
- CF30 Customer (since 13 Sep 2024)
- CF1 Director (AR) (since 13 Sep 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mark Osland
FRN 942098 · Appointed 30 Dec 2020
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Jacqueline Hall
FRN 942107 · Appointed 30 Dec 2020
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TRELAWNY WEALTH MANAGEMENT LTD
FRN 940970 · Appointed 14 Dec 2020
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Marvell Financial Planning Ltd
FRN 940989 · Appointed 14 Dec 2020
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Burroughs Financial Ltd
FRN 940993 · Appointed 14 Dec 2020
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Pinnacle Financial Management Limited
FRN 940963 · Appointed 14 Dec 2020
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AQUARIUS FINANCIAL PLANNING LTD
FRN 940992 · Appointed 14 Dec 2020
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Nuit Wealth Management LTD
FRN 940969 · Appointed 14 Dec 2020
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RUNNYMEDE WEALTH MANAGEMENT LTD
FRN 940801 · Appointed 11 Dec 2020
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TC WEALTH MANAGEMENT LTD
FRN 940804 · Appointed 11 Dec 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.