Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Jane Drury

    IRN AJR01344

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
  • Amanda Jane Restieaux

    IRN KXA01915

    • CF30 Customer (26 Apr 2019 to 19 Nov 2019)
  • Amea Canning

    IRN AXS01613

    • CF1 Director (AR) (24 May 2023 to 31 May 2024)
    • Appointed representative dealing with clients for which they require qualification (8 Mar 2023 to 31 May 2024)
    • CF30 Customer (1 Mar 2023 to 31 May 2024)
  • Ameeta Panessar

    IRN AXP01096

    • CF30 Customer (28 Feb 2025 to 24 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (28 Feb 2025 to 24 Dec 2025)
    • CF1 Director (AR) (28 Feb 2025 to 24 Dec 2025)
  • Amy Burge

    IRN AXB00594

    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
  • Amy Gornall

    IRN AXG01033

    • CF1 Director (AR) (since 25 Apr 2025)
  • Amy Jane Ferrero

    IRN AJF01186

    • CF30 Customer (26 May 2014 to 18 Apr 2017)
  • Amy June Smith

    IRN AXS05586

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 Oct 2025)
    • CF30 Customer (since 30 Oct 2025)
  • Andre Maguire Scotland

    IRN AXS10152

    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (13 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (10 Jan 2019 to 8 Dec 2019)
  • Andrea Maria Clayton

    IRN AMC00053

    • [FCA CF] Client dealing (24 Jul 2020 to 3 Dec 2020)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 3 Dec 2020)
    • CF30 Customer (7 Nov 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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