Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Client dealing (2 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
    • Employed By (since 3 Feb 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (29 Apr 2013 to 3 Oct 2014)
  • Lifetime Financial Management Intermediaries Ltd (no longer approved here)

    FRN 225795

    • CF30 Customer (15 Jun 2009 to 17 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.