M&G ADVICE PARTNERS LIMITED

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/wealth/advice

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Dimmock

  IRN JXD01400

  • CF30 Customer (4 Jul 2018 to 7 Dec 2018)
• James Dobney

  IRN JXD00090

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 24 Feb 2026)
  • CF30 Customer (since 23 Feb 2026)
  • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
• James Dominic Brown

  IRN JXB04257

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 20 Mar 2026)
  • CF30 Customer (since 19 Mar 2026)
• James Eaton

  IRN JXE00387

  • [FCA CF] Significant management (since 28 May 2025)
• James Haworth

  IRN JXH15524

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
  • CF1 Director (AR) (since 25 Jan 2021)
  • CF30 Customer (since 25 Jan 2021)
  • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 31 Mar 2021)
  • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)
• James Macnaughton

  IRN JAM01502

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
  • CF30 Customer (since 19 Feb 2021)
  • CF1 Director (AR) (since 19 Feb 2021)
  • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 31 Mar 2021)
  • [FCA CF] Client dealing (28 Jul 2020 to 31 Mar 2021)
  • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
• James Michael Norris

  IRN JMN01100

  • CF30 Customer (30 Oct 2017 to 25 Jun 2019)
• James Needham

  IRN JXN00113

  • [FCA CF] Manager of certification employee (since 16 Dec 2025)
  • [FCA CF] Significant management (7 Aug 2020 to 23 Nov 2023)
  • [FCA CF] Manager of certification employee (7 Aug 2020 to 23 Nov 2023)
• James Neville Tait

  IRN JNT00004

  • CF30 Customer (9 Sep 2013 to 26 Sep 2014)
• James Peter Galea

  IRN JPG01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)

• William McElhone (no longer appointed)

  FRN 1020936 · Appointed 8 Nov 2024 · Until 9 Jan 2026

• Philip Hay (no longer appointed)

  FRN 1019823 · Appointed 21 Oct 2024 · Until 11 Nov 2024

• Marc Baldrey (no longer appointed)

  FRN 1019652 · Appointed 14 Oct 2024 · Until 3 Sep 2025

• Life Providence Wealth Ltd (no longer appointed)

  FRN 1019542 · Appointed 10 Oct 2024 · Until 30 Jun 2025

• KSM WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 1017794 · Appointed 24 Sep 2024 · Until 10 Mar 2026

• Jack Harris (no longer appointed)

  FRN 1019001 · Appointed 13 Sep 2024 · Until 18 Sep 2025

• Tommy Hong (no longer appointed)

  FRN 1019071 · Appointed 13 Sep 2024 · Until 26 Nov 2024

• Michael Stockley (no longer appointed)

  FRN 1018813 · Appointed 13 Sep 2024 · Until 17 Sep 2025

• Victor Lopez Perez (no longer appointed)

  FRN 1019218 · Appointed 13 Sep 2024 · Until 24 Nov 2025

• Thomas Willingham (no longer appointed)

  FRN 1017921 · Appointed 12 Sep 2024 · Until 17 Sep 2025

No changes recorded yet.