Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
- CF30 Customer (since 19 Feb 2021)
- CF1 Director (AR) (since 19 Feb 2021)
- [FCA CF] Client dealing (28 Jul 2020 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (28 Jul 2020 to 31 Mar 2021)
- CF30 Customer (20 Jul 2017 to 8 Dec 2019)
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JAMES MACNAUGHTON WEALTH MANAGEMENT LTD
FRN 939769
- (1)Employed By (since 19 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.