M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sam Morgan Jennings

    IRN SMJ01099

    • CF30 Customer (9 Sep 2013 to 28 Dec 2014)
  • Samantha Jane White

    IRN SJW01272

    • CF30 Customer (9 Sep 2013 to 10 Mar 2017)
  • Samantha King

    IRN SLK01025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 17 Feb 2021)
    • CF1 Director (AR) (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
  • Samantha Louise Veazey

    IRN SLV01006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 25 Jan 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
  • Samuel George Lawrence Price

    IRN SXP00905

    • Appointed representative dealing with clients for which they require qualification (16 Apr 2024 to 24 Sep 2025)
    • CF30 Customer (15 Apr 2024 to 24 Sep 2025)
  • Samuel Hull - Saldanha

    IRN SXH02432

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 28 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2023)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 10 Dec 2020)
    • [FCA CF] Client dealing (27 Jul 2020 to 10 Dec 2020)
    • CF30 Customer (9 Mar 2015 to 8 Dec 2019)
  • Samuel Waterson

    IRN SXW00716

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Feb 2023)
    • CF30 Customer (since 30 Jan 2023)
  • Sara Jane Bingham

    IRN SJB01515

    • CF30 Customer (24 Sep 2018 to 23 Nov 2018)
  • Sarah Ferriby

    IRN SEL01079

    • CF30 Customer (19 Nov 2013 to 1 Nov 2014)
  • Sarah Lesley McDonald

    IRN SLM01113

    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (4 May 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.