Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 28 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (since 28 Nov 2023)
- [FCA CF] Client dealing (27 Jul 2020 to 10 Dec 2020)
- [FCA CF] Functions requiring qualifications (27 Jul 2020 to 10 Dec 2020)
- CF30 Customer (9 Mar 2015 to 8 Dec 2019)
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Hunter and Waller Financial Services LTD
FRN 918919
- (1)Employed By (since 28 Nov 2023)
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- [FCA CF] Client dealing (11 Jan 2021 to 14 Dec 2023)
- [FCA CF] Functions requiring qualifications (11 Jan 2021 to 14 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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