Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 28 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2023)
    • [FCA CF] Client dealing (27 Jul 2020 to 10 Dec 2020)
    • [FCA CF] Functions requiring qualifications (27 Jul 2020 to 10 Dec 2020)
    • CF30 Customer (9 Mar 2015 to 8 Dec 2019)
    • (1)Employed By (since 28 Nov 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (11 Jan 2021 to 14 Dec 2023)
    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 14 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.