M&G ADVICE PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
05739054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Fenchurch Avenue
    London
    EC3M 5AG
    UNITED KINGDOM
    Phone
    +440800000000
    Web
    https://www.mandg.com/wealth/advice

  • Complaints Contact

    5 Central Way
    Kildean Business Park
    Stirling
    FK8 1FT
    UNITED KINGDOM
    Phone
    +4403456710110

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Dimmock

    IRN JXD01400

    • CF30 Customer (4 Jul 2018 to 7 Dec 2018)
  • James Dobney

    IRN JXD00090

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Feb 2026)
    • CF30 Customer (since 23 Feb 2026)
    • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
  • James Dominic Brown

    IRN JXB04257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Mar 2026)
    • CF30 Customer (since 19 Mar 2026)
  • James Eaton

    IRN JXE00387

    • [FCA CF] Significant management (since 28 May 2025)
  • James Haworth

    IRN JXH15524

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 25 Jan 2021)
    • CF30 Customer (since 25 Jan 2021)
    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 31 Mar 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)
  • James Macnaughton

    IRN JAM01502

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF30 Customer (since 19 Feb 2021)
    • CF1 Director (AR) (since 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (20 Jul 2017 to 8 Dec 2019)
  • James Michael Norris

    IRN JMN01100

    • CF30 Customer (30 Oct 2017 to 25 Jun 2019)
  • James Needham

    IRN JXN00113

    • [FCA CF] Manager of certification employee (since 16 Dec 2025)
    • [FCA CF] Significant management (7 Aug 2020 to 23 Nov 2023)
    • [FCA CF] Manager of certification employee (7 Aug 2020 to 23 Nov 2023)
  • James Neville Tait

    IRN JNT00004

    • CF30 Customer (9 Sep 2013 to 26 Sep 2014)
  • James Peter Galea

    IRN JPG01140

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.