Metro Bank PLC

• Principal Place of Business

  One Southampton Row

  London

  WC1B 5HA

  UNITED KINGDOM

  Phone

  +443450808500

  Web

  https://www.metrobankonline.co.uk

• Complaints Contact

  One Southampton Row

  London

  WC1B 5HA

  UNITED KINGDOM

  Phone

  +443450808500

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Darren Schindler

  IRN DXS02060

  • CF29 Significant management (5 Mar 2010 to 13 Dec 2010)
• David Craggs

  IRN DCC01044

  • [FCA CF] Significant management (1 Jan 2021 to 31 Jan 2024)
• David John Hammond

  IRN DXH00097

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
• David PArnell

  IRN DXP00524

  • [FCA CF] Material risk taker (since 1 Jul 2023)
• David Thomas Arden

  IRN DTA01011

  • SMF2 Chief Finance (19 Mar 2018 to 15 Feb 2022)
• David Thomasson

  IRN DXT81949

  • SMF18 Other Overall Responsibility (29 Jan 2021 to 31 Jan 2024)
• David William John Bagley

  IRN DWB01091

  • SMF16 Compliance Oversight (21 May 2021 to 28 May 2021)
• Dipti Kasat

  IRN DXK00271

  • [FCA CF] Significant management (since 1 Jul 2022)
• Dominic McGuinness

  IRN DXM02185

  • SMF16 Compliance Oversight (since 29 Jul 2021)
• Dorita Gilinski

  IRN DXG00410

  • Director of firm who is not a certification employee or a SMF manager (since 26 Oct 2022)

• SME Asset Finance Limited

  FRN 947080 · Appointed 15 Mar 2021

No changes recorded yet.