Date authorised
1 April 2013
Companies House
06419578
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500
  • Complaints Contact

    One Southampton Row
    London
    WC1B 5HA
    UNITED KINGDOM
    Phone
    +443450808500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ermal Ngjeci

    IRN EXN00048

    • [FCA CF] Significant management (since 1 Jan 2022)
  • Etiksha Patel

    IRN EXP00235

    • [FCA CF] Significant management (1 Feb 2024 to 2 Aug 2024)
  • Faisal Hussain

    IRN FXH00089

    • SMF24 Chief Operations (since 12 Apr 2023)
    • [FCA CF] Significant management (since 1 Oct 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • Gavin Thomas Iain Laws

    IRN GXL73570

    • [FCA CF] Significant management (since 2 Oct 2023)
  • George Bilalis

    IRN GXB00229

    • [FCA CF] Significant management (1 Jan 2022 to 29 Sep 2023)
  • Georgina Panting

    IRN GXP00411

    • [FCA CF] Significant management (since 1 May 2025)
  • Gregory Elswood

    IRN GDE01022

    • [FCA CF] Significant management (1 Jan 2021 to 31 Mar 2026)
  • Harry Eugene Lockhart

    IRN HEL00008

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 28 Apr 2020)
    • CF2 Non Executive Director (5 Mar 2010 to 6 Mar 2016)
  • Howard Emerson Flight

    IRN HEF01005

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 1 Apr 2019)
    • CF2 Non Executive Director (5 Mar 2010 to 6 Mar 2016)
  • Iain Kirkpatrick

    IRN IXK01141

    • CF29 Significant management (2 Dec 2015 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.