Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 4 Nov 2022)
    • Responsibility for MCD Intermediation (since 4 Nov 2022)
    • Responsible for Insurance Distribution (since 4 Nov 2022)
    • Responsibility for MCD Intermediation (since 15 Oct 2022)
    • SMF3 Executive Director (since 15 Oct 2022)
    • Responsible for Insurance Distribution (since 15 Oct 2022)
  • Nottingham Building Society (no longer approved here)

    FRN 200785

    • [FCA CF] Manager of certification employee (24 Feb 2021 to 29 Jul 2022)
    • [FCA CF] Material risk taker (24 Feb 2021 to 29 Jul 2022)
    • [FCA CF] Significant management (24 Feb 2021 to 29 Jul 2022)
  • Metro Bank PLC (no longer approved here)

    FRN 488982

    • CF29 Significant management (2 Dec 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10a CASS Oversight function (18 Jul 2014 to 27 Mar 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF10a CASS Oversight function (18 Jul 2014 to 27 Mar 2015)
    • CF29 Significant management (20 Nov 2007 to 12 Jun 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF1 Director (24 Dec 2010 to 3 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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