Date authorised
1 April 2013
Companies House
05186821
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Mansion
    Stanton St. Bernard
    Marlborough
    Wiltshire
    SN8 4LN
    UNITED KINGDOM
    Phone
    +4401483420999
  • Complaints Contact

    The Mansion
    Stanton St. Bernard
    Marlborough
    Wiltshire
    SN8 4LN
    UNITED KINGDOM
    Phone
    +4401483420999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Franklin Lattimer

    IRN WXL09967

    • CF30 Customer (since 4 Jan 2019)
    • CF1 Director (AR) (since 4 Jan 2019)
  • William Frederick Nutting

    IRN WFN01000

    • CF1 Director (AR) (since 29 Apr 2021)
    • CF30 Customer (since 29 Apr 2021)
  • William John Grant Rhind

    IRN WXR01067

    • CF1 Director (AR) (16 Aug 2022 to 3 Oct 2024)
    • CF30 Customer (16 Aug 2022 to 3 Oct 2024)
  • William Perkins

    IRN WXP00089

    • CF30 Customer (26 Jul 2024 to 23 Feb 2025)
  • Yi-Ling Liu

    IRN YXL01041

    • CF30 Customer (4 Jan 2021 to 31 Mar 2022)
    • CF1 Director (AR) (4 Jan 2021 to 31 Mar 2022)
  • Yuchuan Duong

    IRN YXD00045

    • CF1 Director (AR) (6 Sep 2024 to 8 Aug 2025)
  • Yuki Soga

    IRN YXS01106

    • CF30 Customer (since 26 Sep 2024)
    • CF1 Director (AR) (since 26 Sep 2024)
  • Zafar KHAN

    IRN ZAK01002

    • CF30 Customer (since 28 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.