William Frederick Nutting

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Messels Limited
FRN 403323
- CF30 Customer (since 29 Apr 2021)
- CF1 Director (AR) (since 29 Apr 2021)
NORTH BREACHE LIMITED
FRN 943801
- (1)Employed By (since 29 Apr 2021)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (11 Oct 2012 to 8 Dec 2019)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (11 Jan 2010 to 8 Oct 2012)
Northern Trust Securities LLP (no longer approved here)
FRN 465131
- CF30 Customer (9 Jun 2008 to 3 Sep 2009)
- CF4 Partner (9 Jun 2008 to 3 Sep 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.