Yuki Soga

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Messels Limited
FRN 403323
- CF1 Director (AR) (since 26 Sep 2024)
- CF30 Customer (since 26 Sep 2024)
Penrose Japan Ltd
FRN 1018633
- (1)Employed By (since 26 Sep 2024)
Arcus Investment Limited (no longer approved here)
FRN 188741
- CF30 Customer (1 Nov 2007 to 4 Mar 2008)
- CF27 Investment Management (27 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.