Mesirow Financial International UK Limited

• Principal Place of Business

  26 Caxton Street

  4th Floor

  London

  Westminster

  SW1H 0RJ

  UNITED KINGDOM

  Phone

  +447803605190

• Complaints Contact

  26 Caxton Street

  4th Floor

  London

  Westminster

  SW1H 0RJ

  UNITED KINGDOM

  Phone

  +447803605190

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Evan Sacks

  IRN MES01086

  • CF30 Customer (17 Jan 2008 to 19 Nov 2008)
• Marcus Francis Daniel Fernandes

  IRN MFF01017

  • CF30 Customer (12 Jun 2015 to 30 Apr 2018)
• Matthew John Roberts

  IRN MXR00799

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Nov 2023)
• Michael John Clarke

  IRN MJC01211

  • CF30 Customer (3 Jun 2011 to 28 Feb 2014)
• Michael Joseph Barrett

  IRN MJB01621

  • CF30 Customer (17 Jan 2008 to 19 Nov 2008)
• Michael Miranda

  IRN MXM03330

  • CF30 Customer (27 Jun 2014 to 28 Dec 2017)
• Michael Scott Zehfuss

  IRN MSZ01008

  • CF30 Customer (9 Jun 2011 to 8 Dec 2019)
• Michael Tambling

  IRN MXT00677

  • [FCA CF] Client dealing (since 20 Mar 2025)
• Natalie Brown

  IRN NXB73717

  • SMF3 Executive Director (6 Aug 2020 to 5 Aug 2025)
• Nicola Kristina Smith

  IRN NXS10394

  • [FCA CF] Client dealing (since 5 Dec 2025)

• Mesirow Financial Investment Management, Inc. (no longer appointed)

  FRN 832223 · Appointed 29 Jan 2019 · Until 23 Nov 2022

No changes recorded yet.