Marcus Francis Daniel Fernandes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Northern Trust Company
FRN 122020
- [FCA CF] Client dealing (since 8 May 2024)
- [FCA CF] Manager of certification employee (since 8 May 2024)
- [FCA CF] Material risk taker (since 8 May 2024)
- [FCA CF] Significant management (since 8 May 2024)
Northern Trust Global Services SE
FRN 829966
- [FCA CF] Manager of certification employee (since 8 May 2024)
- [FCA CF] Significant management (since 8 May 2024)
- [FCA CF] Client dealing (since 8 May 2024)
Mesirow Financial International UK Limited (no longer approved here)
FRN 474455
- CF30 Customer (12 Jun 2015 to 30 Apr 2018)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (25 Jul 2008 to 31 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.