Mesirow Financial International UK Limited

• Principal Place of Business

  26 Caxton Street

  4th Floor

  London

  Westminster

  SW1H 0RJ

  UNITED KINGDOM

  Phone

  +447803605190

• Complaints Contact

  26 Caxton Street

  4th Floor

  London

  Westminster

  SW1H 0RJ

  UNITED KINGDOM

  Phone

  +447803605190

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Omar Ghalloudi

  IRN OXG00082

  • [FCA CF] Client dealing (since 20 Mar 2025)
• Richard John Turner

  IRN RJT01221

  • CF30 Customer (11 Oct 2018 to 8 Dec 2019)
• Richard Scott Price

  IRN RSP01079

  • SMF3 Executive Director (9 Dec 2019 to 3 Feb 2020)
  • CF1 Director (AR) (5 Apr 2019 to 9 Nov 2022)
  • CF1 Director (17 Jan 2008 to 8 Dec 2019)
• Richard Turner

  IRN RXT00271

  • [FCA CF] Client dealing (since 14 Apr 2022)
• Robert Edward Colehan

  IRN REC01032

  • [FCA CF] Client dealing (since 14 Apr 2022)
  • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
• Sophia Damianou

  IRN SXD01672

  • CF30 Customer (19 Aug 2011 to 23 May 2014)
• Steve Swierczewski

  IRN SXS03635

  • CF30 Customer (21 Apr 2015 to 8 Dec 2019)
• Steven Patrick Farmer

  IRN SPF01057

  • CF10 Compliance Oversight (17 Jan 2008 to 23 Feb 2015)
• Thomas E Galuhn

  IRN TEG01029

  • CF30 Customer (17 Jan 2008 to 19 Nov 2008)

• Mesirow Financial Investment Management, Inc. (no longer appointed)

  FRN 832223 · Appointed 29 Jan 2019 · Until 23 Nov 2022

No changes recorded yet.