Merlyn Advisors Ltd

• Principal Place of Business

  49 Grosvenor Street

  London

  W1K 3HP

  UNITED KINGDOM

  Phone

  +442081768181

  Web

  https://www.merlynadvisors.co.uk

• Complaints Contact

  49 Grosvenor Street

  London

  W1K 3HP

  UNITED KINGDOM

  Phone

  +442081768181

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alessandro Barnaba

  IRN AXB01456

  • [FCA CF] Client dealing (since 8 May 2024)
  • SMF3 Executive Director (since 7 Nov 2022)
• Charles David DeBenedetti

  IRN CDD01053

  • SMF3 Executive Director (9 Dec 2019 to 6 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Sep 2021)
  • CF10 Compliance Oversight (21 Jan 2019 to 8 Dec 2019)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • CF1 Director (21 Jan 2019 to 8 Dec 2019)
• Christopher Roger Thear

  IRN CRT01046

  • SMF16 Compliance Oversight (since 28 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2024)
• Evgenia Diamond

  IRN EXD01182

  • SMF3 Executive Director (9 Dec 2019 to 13 Nov 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 13 Nov 2020)
  • CF1 Director (20 Nov 2019 to 8 Dec 2019)
  • CF3 Chief Executive (20 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (20 Nov 2019 to 8 Dec 2019)
• Gabriella Baber

  IRN GXB02319

  • SMF16 Compliance Oversight (6 Sep 2021 to 1 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Sep 2021 to 1 Jan 2024)
• Maarten Petermann

  IRN MXP01327

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 13 Dec 2019)
  • CF3 Chief Executive (7 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (21 Jan 2019 to 21 Jan 2019)
  • CF1 Director (21 Jan 2019 to 21 Jan 2019)
• Paul Robbins

  IRN PXR01573

  • [FCA CF] Significant management (26 Mar 2021 to 19 Jul 2022)
• Schirmer Maren

  IRN SXM06634

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Sep 2021)
  • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • CF1 Director (10 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jan 2019 to 21 Jan 2019)

No changes recorded yet.