Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 May 2024)
    • SMF3 Executive Director (since 7 Nov 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (14 Aug 2019 to 31 May 2020)
    • [FCA CF] Client dealing (4 Jun 2019 to 31 May 2020)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 15 May 2019)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 15 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.