Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merlyn Advisors Ltd
FRN 821493
- [FCA CF] Client dealing (since 8 May 2024)
- SMF3 Executive Director (since 7 Nov 2022)
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- [FCA CF] Material risk taker (14 Aug 2019 to 31 May 2020)
- [FCA CF] Client dealing (4 Jun 2019 to 31 May 2020)
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 15 May 2019)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF7 Group Entity Senior Manager (7 Mar 2016 to 15 May 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Sep 2005 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.