Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Sep 2021)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
    • CF1 Director (10 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jan 2019 to 21 Jan 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (9 Nov 2016 to 11 May 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (9 Nov 2016 to 11 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.