This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Mercury Financial Management Limited

Watch for changes

FRN: 949106

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher David Wood
IRN CDW00041
- (1)Employed By (27 Apr 2021 to 28 Oct 2022)
Gary Stephen Williams
IRN GSW00016
- (2)Employed By (27 Apr 2021 to 30 Nov 2022)
Louise Elaine Wilson
IRN LEW01024
- (4)Employed By (27 Apr 2021 to 29 Oct 2021)
Martin Sydney Pugh
IRN MXP00376
- (6)Employed By (12 Jul 2021 to 18 Oct 2022)
Philip Arthur Peter Gammond
IRN PAG00020
- (3)Employed By (27 Apr 2021 to 31 Oct 2022)
Royston Charles Gardner
IRN RXG84182
- (5)Employed By (27 Apr 2021 to 18 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.