Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercury Financial Management Limited (no longer approved here)

    FRN 978894

    • (3)Employed By (12 Jul 2022 to 31 Oct 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (AR) (28 Sep 2012 to 18 Oct 2022)
    • CF30 Customer (28 Sep 2012 to 31 Oct 2022)
  • Nestegg F.S. (no longer approved here)

    FRN 193281

    • (4)Employed By (14 Dec 2007 to 30 Dec 2007)
  • The Dunne Partnership (no longer approved here)

    FRN 165696

    • Employed By (1 Oct 1998 to 1 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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