Mercia Fund Management Limited

Date authorised
1 April 2013
Companies House
06973399
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Forward House
    17 High Street
    Henley-in-Arden
    Warwickshire
    B95 5AA
    UNITED KINGDOM
    Phone
    +443302231430
    Web
    https://www.mercia.co.uk

  • Complaints Contact

    Forward House
    17 High Street
    Henley-in-Arden
    Warwickshire
    B95 5AA
    UNITED KINGDOM
    Phone
    +443302231430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Robert Anthony Hazell

    IRN TRH01018

    • CF1 Director (4 Apr 2011 to 10 Oct 2018)
    • CF30 Customer (4 Jan 2011 to 10 Oct 2018)
  • Timothy Roland Levett

    IRN TRL01012

    • [FCA CF] Material risk taker (24 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Significant management (24 Dec 2019 to 1 Apr 2022)
  • Victoria Wiesener

    IRN VXW00078

    • [FCA CF] Client dealing (since 1 Jul 2024)
    • [FCA CF] Material risk taker (since 1 Jul 2024)
  • William Arthur Clark

    IRN WAC01024

    • SMF1 Chief Executive (since 1 Oct 2025)
    • SMF3 Executive Director (since 1 Oct 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (1 Jul 2024 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2024 to 30 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.