Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercia Fund Management Limited (no longer approved here)

    FRN 524856

    • CF1 Director (4 Apr 2011 to 10 Oct 2018)
    • CF30 Customer (4 Jan 2011 to 10 Oct 2018)
  • West Midlands Enterprise Limited (no longer approved here)

    FRN 121943

    • CF30 Customer (1 Nov 2007 to 1 Mar 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 4 Aug 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 4 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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