Mercer Alternatives Limited

• Principal Place of Business

  1 Tower Place West

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +442073572238

  Web

  https://www.uk.mercer.com

• Complaints Contact

  1 Tower Place West

  London

  EC3R 5BU

  UNITED KINGDOM

  Phone

  +4402076266000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David Scopelliti

  IRN DXS00351

  • [FCA CF] Manager of certification employee (3 Aug 2020 to 29 May 2024)
• Donn Knowlton Cox III

  IRN DKC01045

  • SMF1 Chief Executive (9 Dec 2019 to 29 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2020)
  • CF10 Compliance Oversight (23 Jan 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
  • CF3 Chief Executive (14 Sep 2016 to 8 Dec 2019)
• Donna Louise Phyllis Biggs

  IRN DXB00269

  • SMF18 Other Overall Responsibility (since 2 May 2025)
• Elvire Perrin

  IRN EXP01034

  • CF1 Director (3 Mar 2009 to 31 Aug 2016)
  • CF30 Customer (1 Nov 2007 to 9 Aug 2017)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Eric David Warner

  IRN EXW01204

  • CF3 Chief Executive (4 Sep 2013 to 31 Aug 2014)
  • CF1 Director (2 Dec 2010 to 31 Aug 2014)
  • CF30 Customer (2 Dec 2010 to 31 Aug 2014)
• Garth Terry Troxell

  IRN GTT01010

  • CF30 Customer (1 Nov 2010 to 1 Nov 2010)
  • CF1 Director (1 Nov 2010 to 14 Sep 2012)
  • CF27 Investment Management (3 Dec 2002 to 31 Oct 2007)
• George Anthony O'Dwyer

  IRN GAO01021

  • SMF2 Chief Finance (since 1 Nov 2024)
  • SMF3 Executive Director (since 1 Nov 2024)
• George Ernest Loudon

  IRN GEL01008

  • CF2 Non Executive Director (17 Dec 2004 to 25 Sep 2014)
• George Georghiades

  IRN GXG01098

  • CF1 Director (1 Dec 2001 to 29 Mar 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 29 Mar 2006)
  • CF13 Finance (1 Dec 2001 to 29 Mar 2006)
• Georgina Mary Ewels

  IRN GXW01164

  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)

No changes recorded yet.