Eric David Warner

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FAIR Advisers Ltd

    FRN 948164

    • SMF16 Compliance Oversight (since 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Dec 2021)
    • SMF3 Executive Director (since 3 Dec 2021)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
    • CF30 Customer (28 Jan 2016 to 2 Sep 2020)
    • CF1 Director (AR) (28 Jan 2016 to 19 Oct 2021)
  • Mercer Alternatives Limited (no longer approved here)

    FRN 187419

    • CF3 Chief Executive (4 Sep 2013 to 31 Aug 2014)
    • CF1 Director (2 Dec 2010 to 31 Aug 2014)
    • CF30 Customer (2 Dec 2010 to 31 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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