Date authorised
3 December 2021
Companies House
12860264
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Andrews Castle
    33 St. Andrews Street South
    Bury St. Edmunds
    Suffolk
    IP33 3PH
    UNITED KINGDOM
    Phone
    +441284774777
  • Complaints Contact

    St. Andrews Castle
    33 St. Andrews Street South
    Bury St. Edmunds
    Suffolk
    IP33 3PH
    UNITED KINGDOM
    Phone
    +441284774777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic John Keen

    IRN DXK00181

    • SMF3 Executive Director (since 3 Dec 2021)
  • Eric David Warner

    IRN EXW01204

    • SMF16 Compliance Oversight (since 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Dec 2021)
    • SMF3 Executive Director (since 3 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.